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ENTERGY CORP /DE/ — Director's Dealing 2016
May 5, 2016
30061_dirs_2016-05-05_88755eef-2335-4d13-af7d-b356dba37c7a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERGY CORP /DE/ (ETR)
CIK: 0000065984
Period of Report: 2016-05-03
Reporting Person: WEST RODERICK K (EVP & Chief Admin. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-03 | Common Stock | M | 40000 | $64.60 | Acquired | 69223 | Direct |
| 2016-05-03 | Common Stock | S | 40000 | $75.77 | Disposed | 29223 | Direct |
| 2016-05-03 | Common Stock | M | 24000 | $63.17 | Acquired | 53223 | Direct |
| 2016-05-03 | Common Stock | S | 24000 | $75.75 | Disposed | 29223 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-03 | Employee Stock Option (Right to Buy) | $64.60 | M | 40000 | Disposed | 2023-01-31 | Common Stock (40000) | Direct |
| 2016-05-03 | Employee Stock Option (Right to Buy) | $63.17 | M | 24000 | Disposed | 2024-01-30 | Common Stock (24000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2971 | Indirect |
Footnotes
F1: Includes 136 shares of Entergy common stock acquired under a dividend reinvestment provision of Entergy Corporation's 2011 Equity Ownership Plan.
F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $75.71 to $75.84. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $75.69 to $75.78. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4: The options vested in three equal annual installments on January 23, 2014, 2015 and 2016.
F5: The options vested in two equal annual installments on January 30, 2015 and 2016.