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ENTERGY CORP /DE/ — Director's Dealing 2014
Nov 21, 2014
30061_dirs_2014-11-20_492631f2-0397-404a-bfe7-5676fe9c7b2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERGY CORP /DE/ (ETR)
CIK: 0000065984
Period of Report: 2014-11-19
Reporting Person: WEST RODERICK K (EVP & Chief Admin. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-19 | Common Stock | M | 667 | $69.47 | Acquired | 17836 | Direct |
| 2014-11-19 | Common Stock | S | 592 | $83.61 | Disposed | 17244 | Direct |
| 2014-11-19 | Common Stock | M | 1334 | $68.89 | Acquired | 18578 | Direct |
| 2014-11-19 | Common Stock | S | 1178 | $83.55 | Disposed | 17400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-19 | Employee Stock Option (Right to Buy) | $69.47 | M | 667 | Disposed | 2015-01-27 | Common Stock (667) | Direct |
| 2014-11-19 | Employee Stock Option (Right to Buy) | $68.89 | M | 1334 | Disposed | 2016-01-26 | Common Stock (1334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6970 | Indirect |
Footnotes
F1: Includes 387 shares of Entergy common stock acquired through the dividend reinvestment feature of the Entergy Corporation 2011 Equity Ownership Plan.
F2: The sale reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $83.61 to $83.68. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The sale reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $83.55 to $83.62. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4: The options vested in three equal annual installments on January 27, 2006, 2007 and 2008.
F5: The options vested in three equal annual installments on January 26, 2007, 2008 and 2009.