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ENTERGY CORP /DE/ — Director's Dealing 2014
Dec 3, 2014
30061_dirs_2014-12-03_e23bc474-6553-4152-8350-0ccd4635a4f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERGY CORP /DE/ (ETR)
CIK: 0000065984
Period of Report: 2014-12-01
Reporting Person: DENAULT LEO P (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-01 | Common Stock | M | 35000 | $69.47 | Acquired | 75870 | Direct |
| 2014-12-01 | Common Stock | S | 7951 | $82.89 | Disposed | 67919 | Direct |
| 2014-12-01 | Common Stock | S | 24036 | $83.19 | Disposed | 43883 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-01 | Employee Stock Option (Right to Buy) | $69.47 | M | 35000 | Disposed | 2015-01-27 | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2576 | Indirect |
| Common Stock | 2403 | Indirect |
Footnotes
F1: Includes 884 shares acquired through the Entergy Corporation dividend reinvestment plan and 890 shares acquired under a dividend reinvestment provision of Entergy Corporation's 2011 Equity Ownership Plan.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
F3: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $82.76 to $82.99. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $83.00 to $83.87. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5: The options vested in three equal annual installments on January 27, 2006, 2007 and 2008.