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ENTERGY CORP /DE/ — Director's Dealing 2012
Aug 3, 2012
30061_dirs_2012-08-03_23206e53-27db-432d-ab1e-36226847f923.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERGY CORP /DE/ (ETR)
CIK: 0000065984
Period of Report: 2012-08-01
Reporting Person: LEONARD J WAYNE (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-01 | Common Stock | M | 195000 | $44.45 | Acquired | 599257 | Direct |
| 2012-08-01 | Common Stock | S | 104651 | $72.73 | Disposed | 494606 | Direct |
| 2012-08-01 | Common Stock | S | 45934 | $73.57 | Disposed | 448672 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-01 | Employee Stock Option (Right to Buy) | $44.45 | M | 195000 | Disposed | 2013-01-30 | Common Stock (195000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50000 | Indirect |
| Common Stock | 1658 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2011.
F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $72.17 to $73.00. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $73.00 to $73.97. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4: Includes 498 shares acquired pursuant to a dividend reinvestment feature of the Entergy Corporation equity ownership plan.
F5: The reporting person disclaims beneficial ownership of the Entergy common stock held by J&W Leonard, L.L.C., except to the extent of the reporting person's pecuniary interest in such shares.
F6: The options vested in three equal annual installments on January 30, 2004, 2005 and 2006.