ENTERGY CORP /DE/ — Director's Dealing 2003

Feb 20, 2003

4 1 edgar.htm 4 Form 4

| FORM 4 | UNITED STATES SECURITIES
AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB
APPROVAL |
| --- | --- | --- |
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b). | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to
Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of
the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940 | OMB
Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response. . .0.5 Filed By Romeo & Dye's Instant Form 4 Filer www.section16.net |

| 1. Name and Address
of Reporting Person* Roberts Geoffrey D. | 2. Issuer Name and Ticker or Trading Symbol Entergy Corporation (ETR) | | 6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) "Officer" Pusuant to Section 16 Rules |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) Entergy Corporation 20 Greenway Plaza, Suite 1025 | 3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) | 4. Statement for Month/Day/Year 02/18/03 | |
| (Street) Houston, , TX 77046 | | 5. If Amendment, Date of Original (Month/Day/Year) | 7. Individual
or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
| (City) (State) (Zip) | Table
I — Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned | | |

| 1. Title of Security (Instr. 3) | 2. Trans- action Date (Month/ Day/ Year) | 3. Trans- action Code (Instr. 8) | | 4. Securities Acquired
(A) or Disposed of (D) (Instr. 3, 4 & 5) | | | 6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) |
| --- | --- | --- | --- | --- | --- | --- | --- |
| | | Code | V | Amount | (A) or (D) | Price | |
| Entergy Corporation Common Stock | 02/18/03 | M (1) | | 19,500 | A | 23.00 | D |
| Entergy Corporation Common Stock | 02/18/03 | F | | 12,689 (1) | D | 45.38 | D |
| Entergy Corporation Common Stock | 02/18/03 | J | | 6,811 (1) | D | 45.38 | D |
| Entergy Corporation Common Stock | 02/18/03 | M (2) | | 41,666 | A | 37.00 | D |
| Entergy Corporation Common Stock | 02/18/03 | F | | 36,160 (2) | D | 45.38 | D |
| Entergy Corporation Common Stock | 02/18/03 | J | | 5,506 (2) | D | 45.38 | D |

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

| 1. Title of Derivative
Security (Instr. 3) | 2. Conver- sion or Exercise Price of Derivative Security | 3. Trans- action Date (Month/ Day/ Year) | 4. Trans- action Code (Instr. 8) | | 5. Number of Derivative
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 & 5) | | 6. Date Exercisable and Expiration Date (Month/Day/ Year) | | 7. Title and Amount
of Underlying Securities (Instr. 3 & 4) | | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | | Code | V | (A) | (D) | Date Exer-cisable | Expira- tion Date | Title | Amount or Number
of Shares | |
| Employee Stock Option (right to buy) | 23.00 | 02/18/03 | M | | | 19,500 | Note 3 | 01/27/10 | ETR Common | 19,500 | 0 |
| Employee Stock Option (right to buy) | 37.00 | 02/18/03 | M | | | 41,666 | Note 4 | 01/25/11 | ETR Common | 41,666 | 20,834 |

Explanation of Responses: (1) Filing individual engaged in cashless exercise of in-the-money stock options, exempt under Rule 16b-6(b). The shares subject to all options reported in this Form 4, including the 23.00 options and the 37.00 options, were sold on the same day that the options were exercised. The sales took place over the course of the day at 12 different prices. Although the average sale price is shown in Column 4, the actual prices were: 200 shares at 45.25; 100 shares at 45.26; 3,100 shares at 45.27; 900 shares at 45.28; 2,700 shares at 45.29; 900 shares at 45.34; 100 shares at 45.35; 1,500 shares at 45.36; 1,100 shares at 45.37; 1,700 shares at 45.38; 1,200 shares at 45.39; and 47,666 shares at 45.40. A portion of the sale price of the shares (Code F) was used to pay the exercise price, commission and the tax withholding. The remaining portion of the sale price of the shares (Code J) was retained by the the filing individual. (2) Filing individual engaged in cashless exercise of in-the-money stock options, exempt under Rule 16b-6(b). The shares subject to all options reported in this Form 4, icluding the 23.00 options and the 37.00 options, were sold on the same day that the options were exercised. The sales took place over the course of the day at 12 different prices. Although the average sale price is shown in Column 4, the actual prices were: 200 shares at 45.25; 100 shares at 45.26; 3,100 shares at 45.27; 900 shares at 45.28; 2,700 shares at 45.29; 900 shares at 45.34; 100 shares at 45.35; 1,500 shares at 45.36; 1,100 shares at 45.37; 1,700 shares at 45.38; 1,200 shares at 45.39; and 47,666 shares at 45.40. A portion of the sale price of the shares (Code F) was used to pay the exercise price, commission and the tax withholding. The remaining portion of the sale price of the shares (Code J) was retained by the the filing individual. (3) Of the 58,500 options granted on January 27, 2000, one-third of the options became exercisable on each of the first three anniversy dates of the grant. (4) Of the 62,500 options granted on January 25, 2001, one-third of the options became exercisable on each of the first three anniversy dates of the grant.

By: /s/ Christopher T. Screen for Geoffrey D. Roberts **Signature of Reporting Person 02/20/03 Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.