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ENTERGY CORP /DE/ — Director's Dealing 2002
Sep 3, 2002
30061_dirs_2002-09-03_09c08402-fc42-4a09-95fb-477b127e9fac.zip
Director's Dealing
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4 1 edgar.htm 4 Form 4
| FORM 4 | UNITED STATES SECURITIES
AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB
APPROVAL |
| --- | --- | --- |
| Check this box if
no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See Instruction 1(b). | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to
Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of
the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company
Act of 1940 | OMB
Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response. . .0.5 Filed By Romeo & Dye's Instant Form 4 Filer www.section16.net |
(Print or Type Responses)
| 1. Name and Address
of Reporting Person* Smith Richard J. | 2. Issuer Name and Ticker or Trading Symbol Entergy Corporation (ETR) | | 6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Group President, Utility Operations |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) Entergy Corporation 639 Loyola Avenue | 3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) | 4. Statement for Month/Year 08/30/02 | 7. Individual or
Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting
Person |
| (Street) New Orleans,
LA 70113 | | 5. If Amendment, Date of Original (Month/Day/Year) | |
| (City) (State) (Zip) | Table
I Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned | | |
| 1. Title of Security (Instr. 3) — Code | Price | 6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|---|---|---|---|
| Entergy Common Stock | 566 | I | Savings Plan |
| Entergy Common Stock | 0 | D |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number (Over) SEC 1474 (3-99)
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative
Security (Instr. 3) | 2. Conver- sion or Excercise Price of Derivative Security | 3. Trans- action Date (Month/ Day/ Year) | 4. Trans- action Code (Instr. 8) | | 5. Number of Derivative
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 & 5) | | 6. Date Exercisable and Expiration Date (Month/Day/ Year) | | 7. Title and Amount
of Underlying Securities (Instr. 3 & 4) | | 8. Price of Derivative
Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) | 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr. 4) |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | | Code | V | (A) | (D) | Date Exer-cisable | Expira- tion Date | Title | Amount or Number
of Shares | | | |
| Restricted Units (1) | 1-for-1 | 08/30/02 | D | | | 1,667 | 08/30/02 | 08/30/02 | ETR Common | 1,667 | 42.19 | 0 | D |
Explanation of Responses: (1) Filing individual was previously granted 5,000 restricted units by the Company. On 08/30/02 restrictions were lifted on 1,667 of these units and the individual received cash for the value of these units.
Chris Screen for Richard J Smith **Signature of Reporting Person 09/03/02 Date
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.