Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ENTEGRIS INC Director's Dealing 2021

Apr 7, 2021

30439_dirs_2021-04-07_67ee5b48-f55e-4583-8ebc-15729d4f30e3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENTEGRIS INC (ENTG)
CIK: 0001101302
Period of Report: 2021-04-05

Reporting Person: LOY BERTRAND (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-05 Common Stock M 139992 $21.60 Acquired 640898 Direct
2021-04-05 Common Stock M 81132 $31.10 Acquired 722030 Direct
2021-04-05 Common Stock M 57570 $33.33 Acquired 779600 Direct
2021-04-05 Common Stock M 21750 $55.72 Acquired 801350 Direct
2021-04-05 Common Stock S 33663 $119.447 Disposed 767687 Direct
2021-04-05 Common Stock S 196476 $120.525 Disposed 571211 Direct
2021-04-05 Common Stock S 49326 $121.209 Disposed 521885 Direct
2021-04-05 Common Stock S 14264 $122.197 Disposed 507621 Direct
2021-04-05 Common Stock S 2863 $123.264 Disposed 504758 Direct
2021-04-05 Common Stock S 1452 $125.008 Disposed 503306 Direct
2021-04-05 Common Stock S 2400 $125.991 Disposed 500906 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-05 Employee Stock Option (Right to Buy) $21.6 M 139992 Disposed 2024-02-19 Common Stock (139992.0) Direct
2021-04-05 Employee Stock Option (Right to Buy) $31.1 M 81132 Disposed 2025-02-19 Common Stock (81132.0) Direct
2021-04-05 Employee Stock Option (Right to Buy) $33.33 M 57570 Disposed 2026-02-19 Common Stock (57570.0) Direct
2021-04-05 Employee Stock Option (Right to Buy) $55.72 M 21750 Disposed 2027-02-19 Common Stock (21750.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 192888 Indirect

Footnotes

F1: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on March 4, 2021.

F2: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $118.925 to $119.92, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $119.925 to $120.92, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $120.925 to $121.92, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $121.93 to $122.90, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $122.93 to $123.87, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $124.60 to $125.575, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $125.65 to $126.345, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F9: This option is fully vested.

F10: This option vests in four equal installments. The first three installments became exercisable on February 19, 2019, February 19, 2020, and February 19, 2021, respectively. The final installment will become exercisable on February 19, 2022.

F11: This option vests in four equal installments. The first two installments became exercisable on February 19, 2020 and February 19, 2021. The remaining two installments will become exercisable on February 19, 2022 and February 19, 2023.

F12: This option vests in four equal installments. The first installment became exercisable on February 19, 2021. The remaining installments will become exercisable on February 19, 2022, February 19, 2023 and February 19, 2024, respectively.