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ENTEGRIS INC — Director's Dealing 2018
Feb 22, 2018
30439_dirs_2018-02-22_b6233061-a74d-40ca-91d9-d83f5c6cef7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTEGRIS INC (ENTG)
CIK: 0001101302
Period of Report: 2018-02-20
Reporting Person: GRAVES GREGORY B (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-20 | Common Stock | M | 15138 | $13.49 | Acquired | 95927 | Direct |
| 2018-02-20 | Common Stock | M | 22029 | $12.20 | Acquired | 117956 | Direct |
| 2018-02-20 | Common Stock | S | 37167 | $33.6477 | Disposed | 80789 | Direct |
| 2018-02-20 | Common Stock | S | 13911 | $33.5844 | Disposed | 66878 | Direct |
| 2018-02-22 | Common Stock | S | 5400 | $33.1166 | Disposed | 61478 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-20 | Employee Stock Option (Right to Buy) | $13.49 | M | 15138 | Disposed | 2022-02-19 | Common Stock (15138) | Direct |
| 2018-02-20 | Employee Stock Option (Right to Buy) | $12.20 | M | 22029 | Disposed | 2023-02-19 | Common Stock (22029) | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on May 12, 2017.
F2: The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranges from $32.75 to $33.95, inclusive. The Reporting Person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
F3: The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranges from $33.50 to $33.70, inclusive. The Reporting Person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
F4: The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranges from $33.10 to $33.20, inclusive. The Reporting Person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
F5: This option vests in four equal installments. The first three installments became exercisable on February 19, 2016, February 19, 2017 and February 19, 2018, respectively. The last installment will be come exercisable on February 19, 2019.
F6: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
F7: This option vests in four equal installments. The first two installments became exercisable on February 19, 2017 and February 19, 2018, respectively. The remaining installments will become exercisable on February 19, 2019 and February 19, 2020, respectively.