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ENTEGRIS INC — Director's Dealing 2016
Nov 4, 2016
30439_dirs_2016-11-04_a22d0cef-c5aa-41a7-b382-cfd03d094843.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTEGRIS INC (ENTG)
CIK: 0001101302
Period of Report: 2016-11-02
Reporting Person: Tison Stuart (Sr. V.P./G.M. Specialty Chem)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-02 | Common Stock | M | 20630 | $5.40 | Acquired | 101385 | Direct |
| 2016-11-02 | Common Stock | F | 11098 | $15.80 | Disposed | 90287 | Direct |
| 2016-11-02 | Common Stock | G | 6250 | — | Disposed | 84037 | Direct |
| 2016-11-04 | Common Stock | S | 9532 | $15.6484 | Disposed | 74505 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-02 | Employee Stock Option (Right to Buy) | $5.40 | M | 20630 | Acquired | 2017-02-19 | Common Stock (20630) | Direct |
Footnotes
F1: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $15.30 to $15.70 inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: This option is fully vested.
F3: This option was granted pursuant to the Entegris, Inc. 2001 Equity Incentive Plan, as amended, in consideration of services as an employee.