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ENTEGRIS INC — Director's Dealing 2012
Nov 29, 2012
30439_dirs_2012-11-29_95ef221d-f36e-4a10-ae83-a6ae8468b20f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTEGRIS INC (ENTG)
CIK: 0001101302
Period of Report: 2012-11-27
Reporting Person: WALCOTT PETER W (SR V.P. & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-27 | Common Stock | M | 35000 | $1.13 | Acquired | 102426 | Direct |
| 2012-11-27 | Common Stock | S | 35000 | $8.7666 | Disposed | 67426 | Direct |
| 2012-11-27 | Common Stock | M | 41405 | $7.07 | Acquired | 108831 | Direct |
| 2012-11-27 | Common Stock | S | 41405 | $8.7666 | Disposed | 67426 | Direct |
| 2012-11-27 | Common Stock | M | 19494 | $5.40 | Acquired | 86920 | Direct |
| 2012-11-27 | Common Stock | S | 19494 | $8.7666 | Disposed | 67426 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-27 | Employee Stock Option (Right to Buy) | $1.13 | M | 35000 | Disposed | 2016-02-19 | Common Stock (35000) | Direct |
| 2012-11-27 | Employee Stock Option (Right to Buy) | $7.07 | M | 41405 | Disposed | 2015-02-21 | Common Stock (41405) | Direct |
| 2012-11-27 | Employee Stock Option (Right to Buy) | $5.40 | M | 19494 | Disposed | 2017-02-19 | Common Stock (19494) | Direct |
Footnotes
F1: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Securities & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $8.61 to $8.85, inclusive. The reporting person undertakes to provide Entegris, Inc. any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: These options are fully vested.
F3: The option vests in three equal annaul installments on February 19, 2011, February 19, 2012 and February 19, 2013.
F4: These options were granted pursuant to an employee stock option plan that provides for the grant of options in consideration of services as an employee.