AI assistant
ENTEGRIS INC — Director's Dealing 2011
Feb 24, 2011
30439_dirs_2011-02-24_8a936dda-8307-426b-b802-fd21b36654b2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTEGRIS INC (ENTG)
CIK: 0001101302
Period of Report: 2011-02-22
Reporting Person: Edlund Todd James (Vice President, GM, CCS Div.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-22 | Common Stock | M | 21000 | $1.13 | Acquired | 95077 | Direct |
| 2011-02-22 | Common Stock | S | 21000 | $8.8618 | Disposed | 74077 | Direct |
| 2011-02-22 | Common Stock | M | 12000 | $1.13 | Acquired | 86077 | Direct |
| 2011-02-22 | Common Stock | S | 12000 | $8.95 | Disposed | 74077 | Direct |
| 2011-02-22 | Common Stock | A | 11872 | — | Acquired | 85949 | Direct |
| 2011-02-23 | Common Stock | S | 6587 | $8.4011 | Disposed | 79362 | Direct |
| 2011-02-23 | Common Stock | S | 175 | $8.11 | Disposed | 79187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-22 | Employee Stock Option (Right to Buy) | $1.13 | M | 21000 | Disposed | 2016-02-19 | Common Stock (21000) | Direct |
| 2011-02-22 | Employee Stock Option (Right to Buy) | $1.13 | M | 12000 | Disposed | 2016-02-19 | Common Stock (12000) | Direct |
| 2011-02-22 | Employee Stock Option (Right to Buy) | $8.76 | A | 30291 | Acquired | 2018-02-19 | Common Stock (30291) | Direct |
Footnotes
F1: These shares were sold pursuant to a 10b5-1 Trading Plan established by the Reporting Person on November 17, 2010.
F2: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Securities & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $8.09 to $8.70, inclusive. The reporting person undertakes to provide Entegris, Inc. any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: These shares are restricted stock units with restrictions that lapse over a 4 year period with respect to 25% of these shares per year, starting on February 19, 2012.
F4: This restricted stock unit award was made pursuant to an equity incentive award plan in consideration of services as an employee.
F5: These options were awarded pursuant to a stock option plan that provides for the award of options in consideration of services as an employee.
F6: The option vests in 4 equal annual installments on February 19, 2012, February 19, 2013, February 19, 2014 and February 19, 2015.