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ENSIGN GROUP, INC — Director's Dealing 2022
Apr 7, 2022
30607_dirs_2022-04-06_dbbf5ff0-58d2-4556-a53e-ef6d980c29ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENSIGN GROUP, INC (ENSG)
CIK: 0001125376
Period of Report: 2022-04-04
Reporting Person: Christensen Christopher R. (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-04 | Common Stock | M | 90832 | $10.89 | Acquired | 151831 | Direct |
| 2022-04-04 | Common Stock | S | 90832 | $89.9501 | Disposed | 60999 | Direct |
| 2022-04-04 | Common Stock | M | 10618 | $21.39 | Acquired | 71617 | Direct |
| 2022-04-04 | Common Stock | S | 10618 | $89.9595 | Disposed | 60999 | Direct |
| 2022-04-04 | Common Stock | M | 5899 | $15.93 | Acquired | 66898 | Direct |
| 2022-04-04 | Common Stock | S | 5899 | $89.9449 | Disposed | 60999 | Direct |
| 2022-04-04 | Common Stock | M | 14158 | $15.80 | Acquired | 75157 | Direct |
| 2022-04-04 | Common Stock | S | 14158 | $89.9547 | Disposed | 60999 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-04 | Employee Stock Option (right to buy) | $10.89 | M | 90832 | Disposed | 2024-05-29 | Common Stock (90832.0) | Direct |
| 2022-04-04 | Employee Stock Option (right to buy) | $21.39 | M | 10618 | Disposed | 2025-07-30 | Common Stock (10618.0) | Direct |
| 2022-04-04 | Employee Stock Option (right to buy) | $15.93 | M | 5899 | Disposed | 2026-08-31 | Common Stock (5899.0) | Direct |
| 2022-04-04 | Employee Stock Option (right to buy) | $15.8 | M | 14158 | Disposed | 2027-05-25 | Common Stock (14158.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 122702 | Indirect |
| Common Stock | 980944 | Indirect |
| Common Stock | 168400 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 2, 2022.
F2: This transaction was executed in multiple trades at prices ranging from $88.34 to $93.635. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices ranging from $88.355 to $93.02. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple trades at prices ranging from $88.295 to $93.26. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: These shares are held by the The Christensen, Christopher & Claudia Trust for which Christopher R. Christensen is trustee.
F6: Christopher R. Christensen is the sole member of this entity.
F7: These shares are directly owned by the The Christopher R. Christensen 2020 Irrevocable Trust and indirectly by Claudia Christensen, spouse of Christopher R. Christensen, as trustee of the trust. Christopher R. Christensen is a director and officer of the issuer.
F8: These shares vest in five equal annual installments beginning May 29, 2015.
F9: These shares vest in five equal annual installments beginning July 30, 2016.
F10: These shares vest in five equal annual installments beginning August 31, 2017.
F11: These shares vest in five equal annual installments beginning May 25, 2018.