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ENSIGN GROUP, INC — Director's Dealing 2021
Apr 1, 2021
30607_dirs_2021-03-31_d1528228-6a46-48ab-8841-0ec93d1ce0bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENSIGN GROUP, INC (ENSG)
CIK: 0001125376
Period of Report: 2021-03-29
Reporting Person: Keetch Chad (CIO, EVP and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-29 | Common Stock | M | 4325 | $6.26 | Acquired | 81827 | Direct |
| 2021-03-29 | Common Stock | M | 4325 | $6.66 | Acquired | 86152 | Direct |
| 2021-03-29 | Common Stock | M | 1732 | $6.75 | Acquired | 87884 | Direct |
| 2021-03-29 | Common Stock | M | 4326 | $8.26 | Acquired | 92210 | Direct |
| 2021-03-29 | Common Stock | M | 640 | $9.74 | Acquired | 92850 | Direct |
| 2021-03-29 | Common Stock | S | 8098 | $91.6636 | Disposed | 84752 | Direct |
| 2021-03-29 | Common Stock | S | 2811 | $92.3777 | Disposed | 81941 | Direct |
| 2021-03-29 | Common Stock | S | 1727 | $93.6517 | Disposed | 80214 | Direct |
| 2021-03-29 | Common Stock | S | 649 | $95.0683 | Disposed | 79565 | Direct |
| 2021-03-29 | Common Stock | S | 741 | $96.2136 | Disposed | 78824 | Direct |
| 2021-03-29 | Common Stock | S | 1322 | $97.7183 | Disposed | 77502 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-29 | Employee Stock Option (right to buy) | $6.26 | M | 4325 | Disposed | 2022-02-08 | Common Stock (4325.0) | Direct |
| 2021-03-29 | Employee Stock Option (right to buy) | $6.66 | M | 4325 | Disposed | 2022-07-26 | Common Stock (4325.0) | Direct |
| 2021-03-29 | Employee Stock Option (right to buy) | $6.75 | M | 1732 | Disposed | 2022-10-31 | Common Stock (1732.0) | Direct |
| 2021-03-29 | Employee Stock Option (right to buy) | $8.26 | M | 4326 | Disposed | 2023-06-12 | Common Stock (4326.0) | Direct |
| 2021-03-29 | Employee Stock Option (right to buy) | $9.74 | M | 640 | Disposed | 2023-10-29 | Common Stock (640.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on February 26, 2021.
F2: These shares vest in five equal annual installments beginning February 08, 2013.
F3: These shares vest in five equal annual installments beginning July 26, 2013.
F4: These shares vest in five equal annual installments beginning October 31, 2013.
F5: These shares vest in five equal annual installments beginning June 12, 2014.
F6: These shares vest in five equal annual installments beginning October 29, 2014.
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