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ENSIGN GROUP, INC — Director's Dealing 2018
Oct 18, 2018
30607_dirs_2018-10-17_7610822f-01f5-488a-bc96-b4252bd42962.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENSIGN GROUP, INC (ENSG)
CIK: 0001125376
Period of Report: 2018-10-15
Reporting Person: Wittekind Beverly B. (VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-15 | Common Stock | M | 2000 | $4.56 | Acquired | 55984 | Direct |
| 2018-10-15 | Common Stock | S | 2000 | $38.021 | Disposed | 53984 | Direct |
| 2018-10-16 | Common Stock | M | 3000 | $4.56 | Acquired | 56984 | Direct |
| 2018-10-16 | Common Stock | S | 3000 | $39 | Disposed | 53984 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-15 | Employee Stock Option (right to buy) | $4.56 | M | 2000 | Disposed | 2019-01-29 | Common Stock (2000.0) | Direct |
| 2018-10-16 | Employee Stock Option (right to buy) | $4.56 | M | 3000 | Disposed | 2019-01-29 | Common Stock (3000.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2018.
F2: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.23. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The option, representing a right to purchase a total of 10,998 shares, was granted on January 29, 2009, and became exercisable in five equal annual installments beginning on January 29, 2010, which was the first anniversary of the date on which the option was granted.