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ENSIGN GROUP, INC — Director's Dealing 2018
Nov 2, 2018
30607_dirs_2018-11-01_5b214884-2bea-4ab5-97eb-14501d3a8be8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENSIGN GROUP, INC (ENSG)
CIK: 0001125376
Period of Report: 2018-10-30
Reporting Person: Wittekind Beverly B. (VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-30 | Common Stock | S | 168 | $37.079 | Disposed | 53816 | Direct |
| 2018-11-01 | Common Stock | M | 5998 | $4.56 | Acquired | 59814 | Direct |
| 2018-11-01 | Common Stock | M | 12000 | $4.35 | Acquired | 71814 | Direct |
| 2018-11-01 | Common Stock | S | 4000 | $40 | Disposed | 67814 | Direct |
| 2018-11-01 | Common Stock | S | 4998 | $41 | Disposed | 62816 | Direct |
| 2018-11-01 | Common Stock | S | 4000 | $42 | Disposed | 58816 | Direct |
| 2018-11-01 | Common Stock | S | 5000 | $43 | Disposed | 53816 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-01 | Employee Stock Option (right to buy) | $4.56 | M | 5998 | Disposed | 2019-01-29 | Common Stock (5998.0) | Direct |
| 2018-11-01 | Common Stock | $4.35 | M | 12000 | Disposed | 2019-07-23 | Common Stock (14664.0) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 14, 2016.
F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2018.
F3: The option, representing a right to purchase a total of 10,988 shares, was granted on January 29, 2009 and became exercisable in five equal annual installments beginning on January 29, 2010, which was the first anniversary of the date on which the option was granted.
F4: The option, representing a right to purchase a total of 14,664 shares, was granted on July 23, 2009 and became exercisable in five equal annual installments beginning on July 23, 2010, which was the first anniversary of the date on which the option was granted.