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ENSIGN GROUP, INC — Director's Dealing 2017
Jan 6, 2017
30607_dirs_2017-01-05_dd76384b-a963-47c7-80e3-84dc101f3d5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENSIGN GROUP, INC (ENSG)
CIK: 0001125376
Period of Report: 2017-01-03
Reporting Person: Keetch Chad (Executive VP and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Common Stock | M | 366 | $6.42 | Acquired | 49141 | Direct |
| 2017-01-03 | Common Stock | S | 366 | $22.52 | Disposed | 48775 | Direct |
| 2017-01-03 | Common Stock | M | 11130 | $7.38 | Acquired | 59905 | Direct |
| 2017-01-03 | Common Stock | S | 11130 | $22.217 | Disposed | 48775 | Direct |
| 2017-01-03 | Common Stock | M | 14664 | $7.86 | Acquired | 63439 | Direct |
| 2017-01-03 | Common Stock | S | 14664 | $22.26 | Disposed | 48775 | Direct |
| 2017-01-03 | Common Stock | M | 5864 | $7.96 | Acquired | 54639 | Direct |
| 2017-01-03 | Common Stock | S | 5864 | $22.237 | Disposed | 48775 | Direct |
| 2017-01-03 | Common Stock | M | 5498 | $9.75 | Acquired | 54273 | Direct |
| 2017-01-03 | Common Stock | S | 5498 | $22.344 | Disposed | 48775 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Employee Stock Option (right to buy) | $6.42 | M | 366 | Disposed | 2021-10-27 | Common Stock (366.0) | Direct |
| 2017-01-03 | Employee Stock Option (right to buy) | $7.38 | M | 11130 | Disposed | 2022-02-08 | Common Stock (11130.0) | Direct |
| 2017-01-03 | Employee Stock Option (right to buy) | $7.86 | M | 14664 | Disposed | 2022-07-26 | Common Stock (14664.0) | Direct |
| 2017-01-03 | Employee Stock Option (right to buy) | $7.96 | M | 5864 | Disposed | 2022-10-31 | Common Stock (5864.0) | Direct |
| 2017-01-03 | Employee Stock Option (right to buy) | $9.75 | M | 5498 | Disposed | 2023-06-12 | Common Stock (5498.0) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2016.
F2: This transaction was executed in multiple trades at prices ranging from $22.14 to $22.34. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices ranging from $22.13 to $22.37. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple trades at prices ranging from $22.11 to $22.45. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: This transaction was executed in multiple trades at prices ranging from $22.15 to $22.52. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: The option was granted on October 27, 2011, and became exercisable in five equal annual installments beginning on October 27, 2012, which was the first anniversary of the date on which the option was granted.
F7: The option was granted on February 8, 2012, and became exercisable in five equal annual installments beginning on February 8, 2013, which was the first anniversary of the date on which the option was granted.
F8: The number of securities reported in the second row of column 9 represent unvested time-based options that are scheduled to vest on Feburary 8, 2017 and February 8, 2018.
F9: The option was granted on July 26, 2012, and became exercisable in five equal annual installments beginning on July 26, 2013, which was the first anniversary of the date on which the option was granted.
F10: The number of securities reported in the third row of column 9 represent unvested time-based options that are scheduled to vest on July 26, 2017 and July 26, 2018.
F11: The option was granted on October 31, 2012, and became exercisable in five equal annual installments beginning on October 31, 2013, which was the first anniversary of the date on which the option was granted.
F12: The number of securities reported in the fourth row of column 9 represent unvested time-based options that are scheduled to vest on October 31, 2017 and October 31, 2018.
F13: The option was granted on June 12, 2013, and became exercisable in five equal annual installments beginning on June 12, 2014, which was the first anniversary of the date on which the option was granted.
F14: The number of securities reported in the fifth row of column 9 represent unvested time-based options that are scheduled to vest on June 12, 2017, June 12, 2018, and June 12, 2019.