Enphase Energy, Inc. — Director's Dealing 2017

Jan 11, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Enphase Energy, Inc. (ENPH)
CIK: 0001463101
Period of Report: 2017-01-09

Reporting Person: RODGERS THURMAN J (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5406574	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$1.11	2024-01-08	Common Stock (171029.0)		Direct

Footnotes

F1: Reflects shares purchased on January 9, 2017 pursuant to the terms of a securities purchase agreement at a purchase price of $0.9248 per share. The shares are held in the Rodgers Massey Revocable Living Trust dated April 4, 2011.

F2: Issued pursuant to the 2011 Equity Incentive Plan.

F3: Such option will vest in four (4) equal annual installments from the grant date, such that the option is fully vested on the fourth anniversary of the date of grant, subject to the Director's continued service.