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Enphase Energy, Inc. — Director's Dealing 2016
Aug 12, 2016
31064_dirs_2016-08-11_92bdbf6d-ba60-4611-b327-3f0e0f809aeb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Enphase Energy, Inc. (ENPH)
CIK: 0001463101
Period of Report: 2016-08-08
Reporting Person: Garcia Humberto (VP and CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1875 | Direct |
| Common Stock | 8752 | Direct |
| Common Stock | 7500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.086 | 2021-05-04 | Common Stock (1320) | Direct | |
| Stock Option (Right to Buy) | $9.534 | 2021-08-22 | Common Stock (11013) | Direct | |
| Stock Option (Right to Buy) | $11.00 | 2022-03-11 | Common Stock (1887) | Direct | |
| Stock Option (Right to Buy) | $6.90 | 2022-05-30 | Common Stock (3609) | Direct | |
| Stock Option (Right to Buy) | $7.68 | 2020-06-30 | Common Stock (12804) | Direct | |
| Stock Option (Right to Buy) | $9.69 | 2021-07-13 | Common Stock (20000) | Direct | |
| Stock Option (Right to Buy) | $2.09 | 2023-02-07 | Common Stock (20000) | Direct |
Footnotes
F1: Represents the 1,875 remaining unvested shares of a restricted stock unit award originally granted with respect to 7,500 shares of common stock on July 1, 2013, which award vests in eight (8) successive equal semi-annual installments, with the first 1/8th of the shares vesting on November 15, 2013, subject to the grantee's Continuous Service, as defined in the Plan.
F2: Represents the 8,752 remaining unvested shares of a restricted stock unit award originally granted with respect to 17,500 shares of common stock on March 6, 2014, which award vests in eight (8) successive equal semi-annual installments, with the first 1/8th of the shares vesting on August 15, 2014, subject to the grantee's Continuous Service, as defined in the Plan.
F3: Represents the 7,500 remaining unvested shares of a restricted stock unit award originally granted with respect to 10,000 shares of common stock on March 4, 2015, which award vests in eight (8) successive equal semi-annual installments, with the first 1/8th of the shares vesting on August 15, 2015, subject to the grantee's Continuous Service, as defined in the Plan.
F4: The options are immediately exercisable.
F5: 9,053 shares subject to this option are fully vested and exercisable. The remaining shares vest in equal monthly installments and become fully vested and exercisable on April 10, 2017, subject to the grantee's Continuous Service, as defined in the Plan.
F6: 10,833 shares subject to this option are fully vested and exercisable. The remaining shares vest in equal monthly installments and become fully vested and exercisable on June 1, 2018, subject to the grantee's Continuous Service, as defined in the Plan.
F7: 2,496 shares subject to this option are fully vested and exercisable. The remaining shares vest in equal monthly installments and become fully vested and exercisable on February 1, 2020, subject to the grantee's Continuous Service, as defined in the Plan.