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Enphase Energy, Inc. — Director's Dealing 2016
Aug 12, 2016
31064_dirs_2016-08-11_dd7748e5-5d2b-49f9-9c3c-3988240b76db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Enphase Energy, Inc. (ENPH)
CIK: 0001463101
Period of Report: 2016-08-09
Reporting Person: Garcia Humberto (VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-09 | Common Stock | A | 50000 | $0.00 | Acquired | 68127 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-09 | Stock Option (Right to Buy) | $1.98 | A | 200000 | Acquired | 2023-08-08 | Common Stock (200000) | Direct |
Footnotes
F1: Represents a grant of restricted stock units ("RSUs") issued pursuant to the 2011 Equity Incentive Plan (the "Plan").
F2: The RSUs vests in eight (8) successive equal semi-annual installments, with the first 1/8th of the shares vesting on February 8, 2017, subject to the grantee's Continuous Service, as defined in the Plan.
F3: 1/48th of the total number of shares subject to the Option granted shall vest and become exercisable on September 8, 2016 and in equal monthly installments thereafter until the Option is fully vested on August 8, 2020, subject to the grantee's Continuous Service, as defined in the Plan.