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Enovix Corp — Director's Dealing 2021
Oct 22, 2021
31619_dirs_2021-10-22_145a5353-0655-4abf-8434-744f6fd3ca3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Enovix Corp (ENVX)
CIK: 0001828318
Period of Report: 2021-10-20
Reporting Person: RODGERS THURMAN J (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-20 | Common Stock | M | 1054 | $0.00 | Acquired | 1054 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-20 | Restricted Stock Units | $ | A | 4217 | Acquired | Common Stock (4217) | Direct | |
| 2021-10-20 | Restricted Stock Units | $ | M | 1054 | Disposed | Common Stock (1054) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 115000 | Indirect |
| Common Stock | 20926552 | Indirect |
Footnotes
F1: The shares are held by Rodgers Capital, LLC for which the Reporting Person is the managing member and has voting and dispositive power over the shares.
F2: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F4: 25% of the RSU will vest as of the date of grant and the remainder will vest in three equal installments on each of December 31, 2021, March 31, 2022 and June 30, 2022, subject to the Reporting Person's continuous service through each applicable vesting date.