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Enovix Corp — Director's Dealing 2020
Dec 9, 2020
31619_dirs_2020-12-08_7311f8aa-b911-43b6-8bc5-6c269e267e72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rodgers Silicon Valley Acquisition Corp (RSVAU)
CIK: 0001828318
Period of Report: 2020-12-04
Reporting Person: Park West Asset Management LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-04 | Common stock, par value $0.0001 | P | 705911 | — | Acquired | 3705911 | Indirect |
| 2020-12-08 | Common stock, par value $0.0001 | P | 127402 | — | Acquired | 3833313 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-04 | Warrant | $11.50 | P | 352955 | Acquired | Common stock, par value $0.0001 (352955) | Indirect | |
| 2020-12-08 | Warrant | $11.50 | P | 63701 | Acquired | Common stock, par value $0.0001 (63701) | Indirect |
Footnotes
F1: The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of Rodgers Silicon Valley Acquisition Corp. (the "Company") and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").
F2: The Units were purchased for $10.92 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $10.75 to $11.00 per Unit, inclusive. Park West Asset Management LLC (the "Reporting Person") undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.
F3: The Reporting Person is the investment manager to Park West Investors Master Fund, Limited, a Cayman Islands exempted company ("PWIMF"), and Park West Partners International, Limited, a Cayman Islands exempted company ("PWPI"). Peter S. Park ("Mr. Park") is the sole member and manager of the Reporting Person. On December 8, 2020, the date of the latest transaction reported in this statement, PWIMF held 3,487,496 Units and PWPI held 345,817 Units. The Reporting Person's and Mr. Park's beneficial ownership is limited to their pecuniary interest, if any, in such securities.
F4: The Units were purchased for $11.44 per Unit. This price is a weighted average price. These Units were bought in multiple transactions ranging from $11.21 to $12.30 per Unit, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Units purchased at each separate price within the ranges set forth herein.
F5: The Warrants will become exercisable at any time commencing on the later of (a) 12 months from the closing of the offering or (b) 30 days after the completion of the Company's initial business combination.
F6: The Warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.