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Enovix Corp — Director's Dealing 2020
Dec 15, 2020
31619_dirs_2020-12-14_543df6e9-ae5c-4b32-8b9a-af7ad456806f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Rodgers Silicon Valley Acquisition Corp (RSVA)
CIK: 0001828318
Period of Report: 2020-12-04
Reporting Person: Electron Capital Partners, LLC (10% Owner)
Reporting Person: Electron Global Master Fund, L.P. (10% Owner)
Reporting Person: Electron GP, LLC (10% Owner)
Reporting Person: Electron Infrastructure Master Fund, L.P. (10% Owner)
Reporting Person: Electron Infrastructure GP, LLC (10% Owner)
Reporting Person: Shaver James O. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.0001 | 1737000 | Indirect |
| Common Stock, par value $0.0001 | 1220700 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant | $11.50 | Common Stock, par value $0.0001 (868500) | Indirect | ||
| Warrant | $11.50 | Common Stock, par value $0.0001 (610350) | Indirect |
Footnotes
F1: In connection with the initial public offering of Rodgers Silicon Valley Acquisition Corp. (the "Company"), the reporting persons acquired units (the "Units"). Each Unit consists of one share of common stock, par value $0.0001 per share (the "Common Stock"), of the Company and one-half of one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants").
F2: Electron Capital Partners, LLC (the "Adviser") is the investment manager for the Electron Global Master Fund L.P. (the "Global Fund") and the Electron Infrastructure Master Fund L.P. (the "Infrastructure Fund"). The general partner of the Global Fund is Electron GP LLC (the "Global Fund GP"), of which Mr. James O. Shaver is the managing member. The general partner of the Infrastructure Fund is Electron Infrastructure GP, LLC (the "Infrastructure Fund GP," and together with the Global Fund GP, the "GPs"), of which Mr. Shaver is the managing member. The Adviser, the GPs and Mr. Shaver disclaim beneficial ownership of the securities reported on this Form 3, except to the extent of any pecuniary interest therein.
F3: Held directly by the Global Fund.
F4: Held directly by the Infrastructure Fund.
F5: The Warrants will become exercisable at any time commencing on the later of (a) 12 months from the closing of the offering or (b) 30 days after the completion of the Company's initial business combination.
F6: The Warrants will expire 5 years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.