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Enovis CORP — Director's Dealing 2016
Oct 3, 2016
31808_dirs_2016-10-03_003221b0-ea59-40cf-89c5-fdd559ca9a14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Colfax CORP (CFX)
CIK: 0001420800
Period of Report: 2016-09-29
Reporting Person: Puckett A. Lynne (SVP, GC & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-29 | Common Stock, par value $.001 | M | 1 | $14.48 | Acquired | 20370 | Direct |
| 2016-09-29 | Common Stock, par value $.001 | S | 1 | $31.00 | Disposed | 20369 | Direct |
| 2016-09-30 | Common Stock, par value $.001 | M | 21036 | $14.48 | Acquired | 41405 | Direct |
| 2016-09-30 | Common Stock, par value $.001 | S | 21036 | $31.00 | Disposed | 20369 | Direct |
| 2016-10-03 | Common Stock, par value $.001 | M | 8098 | $14.48 | Acquired | 28467 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-29 | Employee Stock Option (right to buy) | $14.48 | M | 1 | Disposed | 2017-09-26 | Common Stock, par value $.001 (1) | Direct |
| 2016-09-30 | Employee Stock Option (right to buy) | $14.48 | M | 21036 | Disposed | 2017-09-26 | Common Stock, par value $.001 (21036) | Direct |
| 2016-10-03 | Employee Stock Option (right to buy) | $14.48 | M | 8098 | Disposed | 2017-09-26 | Common Stock, par value $.001 (8098) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.001 | 1111 | Indirect |
Footnotes
F1: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person.
F2: The option vested in three equal annual installments beginning on September 27, 2011.