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Enovis CORP — Director's Dealing 2015
Nov 25, 2015
31808_dirs_2015-11-25_7254bfe0-670d-4185-b5fb-9f3fb96a1c91.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Colfax CORP (CFX)
CIK: 0001420800
Period of Report: 2015-11-23
Reporting Person: Kiefaber Clay (ESAB Global CEO & EVP - Colfax)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-23 | Common Stock, par value $.001 | M | 24690 | $11.85 | Acquired | 120457 | Direct |
| 2015-11-23 | Common Stock, par value $.001 | S | 24690 | $27.042 | Disposed | 95767 | Direct |
| 2015-11-24 | Common Stock, par value $.001 | M | 54424 | $11.85 | Acquired | 150191 | Direct |
| 2015-11-24 | Common Stock, par value $.001 | M | 68082 | $12.27 | Acquired | 218273 | Direct |
| 2015-11-24 | Common Stock, par value $.001 | M | 51677 | $21.77 | Acquired | 269950 | Direct |
| 2015-11-24 | Common Stock, par value $.001 | S | 174183 | $27.1165 | Disposed | 95767 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-23 | Employee Stock Option (right to buy) | $11.85 | M | 24690 | Disposed | 2017-03-28 | Common Stock, par value $.001 (24690) | Direct |
| 2015-11-24 | Employee Stock Option (right to buy) | $11.85 | M | 54424 | Disposed | 2017-03-28 | Common Stock, par value $.001 (54424) | Direct |
| 2015-11-24 | Employee Stock Option (right to buy) | $12.27 | M | 68082 | Disposed | 2017-01-10 | Common Stock, par value $.001 (68082) | Direct |
| 2015-11-24 | Employee Stock Option (right to buy) | $21.77 | M | 51677 | Disposed | 2018-02-23 | Common Stock, par value $.001 (51677) | Direct |
Footnotes
F1: The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.15, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.355, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: The option vested in three equal annual installments beginning on March 29, 2011.
F4: Mr. Kiefaber's pecuniary interest in 15,823 options in this tranche were previously transferred to his ex-wife pursuant to a domestic relations order.
F5: The option vested in three equal annual installments beginning on January 11, 2011.
F6: Mr. Kiefaber's pecuniary interest in 34,042 options in this tranche were previously transferred to his ex-wife pursuant to a domestic relations order.
F7: The option vested in three equal annual installments beginning on February 24, 2012.