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Enovis CORP — Director's Dealing 2014
May 16, 2014
31808_dirs_2014-05-16_023b7c63-ca19-4c43-a301-b18ddbfd4519.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Colfax CORP (CFX)
CIK: 0001420800
Period of Report: 2014-05-14
Reporting Person: BDT CAPITAL PARTNERS, LLC (Director, 10% Owner)
Reporting Person: BDTCP GP I, LLC (Director, 10% Owner)
Reporting Person: BDT CF ACQUISITION VEHICLE, LLC (Director, 10% Owner)
Reporting Person: BDTP GP, LLC (Director, 10% Owner)
Reporting Person: Trott Byron D (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-14 | Common Stock | A | 687 | — | Acquired | 7071 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-14 | Director Stock Option (right to buy) | $73.62 | A | 1717 | Disposed | 2021-05-13 | Common Stock, par value $.001 (1717) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16253576 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Director Stock Option (right to buy) | $48.29 | 2020-05-15 | Common Stock, par value $.001 (2070) | 2070 | Indirect |
| Director Stock Option (right to buy) | $28.92 | 2019-05-15 | Common Stock, par value $.001 (3458) | 3458 | Indirect |
Footnotes
F1: The transactions reported on this Form 4 were the grant of restricted stock units and stock options to San W. Orr, III in connection with his service on the Board of Directors of Colfax Corp. (the "Issuer"). Prior grants of restricted stock units and stock options to Mr. Orr in connection with his service on the Issuer's Board of Directors are also reflected on this Form 4. Mr. Orr is a Partner and the Chief Operating Officer of BDT CP. Mr. Orr was designated for election to the Issuer's Board of Directors pursuant to the Issuer's Amended and Restated Certificate of Incorporation, which provides the Investor the right, among other things, to exclusively nominate for election to the Board of Directors 1 of 11 directors based on the current beneficial ownership of the Investor, the BDT Investment Funds and the BDT Investment Vehicle. As a result, each of the Reporting Persons are (or may be deemed to be) directors by deputization.
F2: Does not include 167,626 shares of Common Stock owned by an employee investment vehicle, as described below in the Remarks.