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Enovis CORP — Director's Dealing 2013
May 20, 2013
31808_dirs_2013-05-20_a959ac6f-66f0-4322-a136-ed7eb2971e04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Colfax CORP (CFX)
CIK: 0001420800
Period of Report: 2013-05-16
Reporting Person: BDT CAPITAL PARTNERS, LLC (Director, 10% Owner)
Reporting Person: BDTCP GP I, LLC (Director, 10% Owner)
Reporting Person: BDT CF ACQUISITION VEHICLE, LLC (Director, 10% Owner)
Reporting Person: BDTP GP, LLC (Director, 10% Owner)
Reporting Person: Trott Byron D (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-16 | Common Stock | A | 828 | — | Acquired | 6384 | Indirect |
| 2013-05-20 | Common Stock | J | 1383 | — | Acquired | 4247911 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-16 | Director Stock Option (right to buy) | $48.29 | A | 2070 | Acquired | 2020-05-15 | Common Stock, par value $.001 (2070) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Director Stock Option (right to buy) | $28.92 | 2019-05-15 | Common Stock, par value $.001 (3458) | 3458 | Indirect |
| Series A Perpetual Convertible Preferred Stock | $27.93 | Common Stock (12173291) | 12173291 | Indirect |
Footnotes
F1: The transactions reported on this Form 4 were the grant of restricted stock units and stock options to San W. Orr, III in connection with his service on the Board of Directors of Colfax Corp. (the "Issuer"). Prior grants of restricted stock units and stock options to Mr. Orr in connection with his service on the Issuer's Board of Directors are also reflected on this Form 4. Mr. Orr is a Partner and the Chief Operating Officer of BDT CP. Mr. Orr was designated for election to the Issuer's Board of Directors pursuant to the Issuer's Amended and Restated Certificate of Incorporation, which provides the Investor the right, among other things, to exclusively nominate for election to the Board of Directors 1 of 11 directors based on the current beneficial ownership of the Investor, the BDT Investment Funds and the BDT Investment Vehicle. As a result, each of the Reporting Persons are (or may be deemed to be) directors by deputization.
F2: The shares of Series A Perpetual Convertible Preferred Stock are convertible into shares of Common Stock at any time and do not expire.