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ENNIS, INC. — Director's Dealing 2007
Aug 23, 2007
32887_dirs_2007-08-23_0de79365-ac14-4075-b1eb-dcdcf48832d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENNIS, INC. (EBF)
CIK: 0000033002
Period of Report: 2007-08-22
Reporting Person: HARTLEY HAROLD W (Former Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-22 | Common Stock | M | 5000 | $10.06 | Acquired | 10375 | Direct |
| 2007-08-22 | Common Stock | M | 5000 | $8.69 | Acquired | 15375 | Direct |
| 2007-08-22 | Common Stock | M | 5000 | $7.06 | Acquired | 20375 | Direct |
| 2007-08-22 | Common Stock | M | 5000 | $7.9 | Acquired | 25375 | Direct |
| 2007-08-22 | Common Stock | M | 5000 | $13.28 | Acquired | 30375 | Direct |
| 2007-08-22 | Common Stock | M | 3750 | $11.67 | Acquired | 34125 | Direct |
| 2007-08-22 | Common Stock | M | 2500 | $16.21 | Acquired | 36625 | Direct |
| 2007-08-22 | Common Stock | M | 1250 | $16.42 | Acquired | 37875 | Direct |
| 2007-08-22 | Common Stock | S | 5000 | $21.09 | Disposed | 32875 | Direct |
| 2007-08-22 | Common Stock | S | 3500 | $21.17 | Disposed | 29375 | Direct |
| 2007-08-22 | Common Stock | S | 5000 | $20.98 | Disposed | 24375 | Direct |
| 2007-08-22 | Common Stock | S | 3750 | $20.95 | Disposed | 20625 | Direct |
| 2007-08-22 | Common Stock | S | 2500 | $20.95 | Disposed | 18125 | Direct |
| 2007-08-22 | Common Stock | S | 1250 | $21.03 | Disposed | 16875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-08-22 | NQSO (Right-to-Buy) | $10.06 | M | 5000 | Disposed | 2008-10-08 | Common Stock (5000) | Direct |
| 2007-08-22 | NQSO (Right-to-Buy) | $8.69 | M | 5000 | Disposed | 2009-04-21 | Common Stock (5000) | Direct |
| 2007-08-22 | NQSO (Right-to-Buy) | $7.06 | M | 5000 | Disposed | 2010-04-20 | Common Stock (5000) | Direct |
| 2007-08-22 | NQSO (Right-to-Buy) | $7.9 | M | 5000 | Disposed | 2011-04-19 | Common Stock (5000) | Direct |
| 2007-08-22 | NQSO (Right-to-Buy) | $13.28 | M | 5000 | Disposed | 2012-04-18 | Common Stock (5000) | Direct |
| 2007-08-22 | NQSO (Right-to-Buy) | $11.67 | M | 3750 | Disposed | 2013-04-17 | Common Stock (3750) | Direct |
| 2007-08-22 | NQSO (Right-to-Buy) | $16.21 | M | 2500 | Disposed | 2014-04-15 | Common Stock (2500) | Direct |
| 2007-08-22 | NQSO (Right-to-Buy) | $16.42 | M | 1250 | Disposed | 2015-04-19 | Common Stock (1250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26975 | Indirect |
Footnotes
F1: 1,334 restricted shares included in ownership will be forfeited due to vesting criteria (revised ownership 15,541 shares).
F2: As a Trustee of the Hartley Living Trust, Mr. Hartley exercises voting control over the shares held by the Trust.
F3: The remaining options have not vested and will be forfeited.
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