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Enlightify Inc. — Director's Dealing 2011
Apr 27, 2011
35110_dirs_2011-04-27_efe2e5b8-8ab8-4657-b495-c54361639854.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: China Green Agriculture, Inc. (CGA)
CIK: 0000857949
Period of Report: 2010-12-31
Reporting Person: FIELDS ROBERT B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-31 | Common Stock, par value $0.001 | A | 6000 | — | Acquired | 6000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-31 | Stock Option | $14.02 | A | 3333 | Acquired | 2015-02-08 | Common Stock (3333) | Direct |
Footnotes
F1: On March 31, 2011, the reporting person was granted 6,000 shares of restricted stock under the Issuer's 2009 Equity Incentive
Plan, with (i) 3,000 of the shares vesting on June 2, 2011 and (ii) 3,000 of the shares vesting on December 31, 2011.
F2: On February 8, 2010, the reporting person was granted options to purchase an aggregate of 10,000 shares of common stock
pursuant to the Issuer's 2009 Equity Incentive Plan, with (i) 3,334 of the options vesting on March 8, 2010 (the "First
Tranche"), (ii) 3,333 of the options vesting on December 31, 2010 if the Issuer achieves certain financial performance
targets for the fiscal year ended June 30, 2010 (the "Second Tranche"), and (ii) 3,333 of the options vesting on December
31, 2011 if the Issuer achieves certain financial performance targets for the fiscal year ended June 30, 2011 (the "Third
Tranche"). The grant of the First Tranche was reported on a Form 3 filed on February 17, 2010. As reported on this Form 4,
the performance-based vesting criteria for the Second Tranche was achieved by the Issuer and the Second Tranche vested on
December 31, 2010. On March 31, 2011, the Issuer cancelled the unvested Third Tranche.
F3: Because the performance-based vesting criteria with respect to the Third Tranche had not been achieved, such options were not
previously reported in Table II of a Form 4.