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enGene Holdings Inc. Director's Dealing 2024

Feb 21, 2024

33225_dirs_2024-02-21_1dfe1c84-984e-4c21-bbf8-b1305dadd06e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: enGene Holdings Inc. (ENGN)
CIK: 0001980845
Period of Report: 2024-02-20

Reporting Person: BRUNK GERALD A (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-20 Common Shares A 644965 $10 Acquired 993651 Indirect
2024-02-20 Common Shares A 155035 $10 Acquired 238851 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1341790 Indirect
Common Shares 44647 Indirect
Common Shares 1077386 Indirect
Common Shares 152974 Indirect

Footnotes

F1: These securities are held by Lumira Ventures IV, L.P. ("Lumira IV").

F2: These securities are held by Lumira Ventures IV (International), L.P. ("Lumira IV Int'l").

F3: These securities are held by Lumira Ventures III, L.P. ("Lumira III").

F4: These securities are held by Lumira Ventures III (International), L.P. ("Lumira III Int'l").

F5: These securities are held by Merck Lumira Biosciences Fund, L.P. ("Merck-Lumira").

F6: These securities are held by Merck Lumira Biosciences Fund (Quebec), L.P. ("Merck-Lumira B" and, together with Lumira III, Lumira III Int'l, Lumira IV, Lumira IV Int'l, and Merck-Lumira, the "Lumira Entities").

F7: Mr. Brunk is an executive officer of certain entities controlling and/or managing the Lumira Entities. Mr. Brunk disclaims beneficial ownership of the Common Shares held by the Lumira Entities, except to the extent of his pecuniary interest therein, if any. Lumira III and Lumira III Int'l are controlled by their general partner, Lumira Ventures III GP, L.P., and managed by Lumira Capital Investment Management Inc. ("Lumira Mgmt"). Lumira Ventures III GP, L.P. is controlled by its general partners, Lumira III GP Inc. and Lumira III GP Holdings Co. Lumira IV and Lumira IV Int'l are controlled by their general partner, Lumira IV GP 2020 Inc., and managed by Lumira Mgmt. Merck-Lumira and Merck-Lumira B are controlled by their general partner, Lumira Capital GP, L.P., and managed by Lumira Mgmt. (Continued in following footnote).

F8: (Continued from prior footnote). Lumira Capital GP, L.P. is controlled by its general partners, Lumira GP Inc. and Lumira GP Holdings Co. Mr. Brunk is an executive officer of each of Lumira III GP Inc., Lumira III GP Holdings Co., Lumira IV GP 2020 Inc., Lumira GP Inc., Lumira GP Holdings Co. and Lumira Mgmt. Each of Lumira III GP Inc., Lumira III GP Holdings Co., Lumira IV GP 2020 Inc., Lumira GP Inc., Lumira GP Holdings Co., Lumira Mgmt and Mr. Brunk may be deemed to beneficially own the securities held by the respective Lumira Entities, but each disclaims beneficial ownership except to the extent of their respective pecuniary interests therein, if any.