EnerSys

Regulatory Filings • Aug 11, 2021

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 5, 2021

EnerSys

(Exact name of registrant as specified in its charter)

Commission File Number: 1-32253

Delaware	23-3058564
(State or other jurisdiction of incorporation)	(IRS Employer Identification No.)

2366 Bernville Road , Reading , Pennsylvania 19605

(Address of principal executive offices, including zip code)

( 610 ) 208-1991

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol	Name of each exchange on which registered
Common Stock, $0.01 par value per share	ENS	New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition

On August 11, 2021, EnerSys issued an earnings press release discussing its financial results for the first quarter of fiscal 2022. The press release, attached as Exhibit 99.1 hereto and incorporated herein by reference, is being furnished to the SEC and shall not be deemed to be "filed" for any purpose.

Item 5.07. Submission of Matters to a Vote of Security Holders

On August 5, 2021, EnerSys held its Annual Meeting of Stockholders for which the Board of Directors solicited

proxies. At the Annual Meeting, the stockholders of EnerSys voted on the following proposals stated in the Proxy

Statement dated June 23, 2021.

The proposals voted on by the stockholders of EnerSys at the Annual Meeting were as follows:

Proposal No. 1: The stockholders elected the following director nominees to the Board of Directors, as set forth below:

Name	Votes For	Votes Against	Abstentions	Broker Non-Votes
Hwan-yoon F. Chung	34,653,950	1,721,843	18,433	995,870
Arthur T. Katsaros	34,138,908	2,237,189	18,129	995,870
Gen. Robert Magnus	30,517,999	5,858,148	18,079	995,870

Proposal No. 2: The stockholders ratified the appointment of Ernst & Young LLP as EnerSys’ independent

registered public accounting firm for the fiscal year ending March 31, 2022, as set forth below:

Votes For	Votes Against	Abstentions	Broker Non-Votes
35,062,500	2,310,788	16,808	0

Proposal No. 3: The stockholders approved the advisory vote to approve EnerSys’ named executive officer

compensation, as set forth below:

Votes For	Votes Against	Abstentions	Broker Non-Votes
35,208,784	1,106,703	78,739	995,870

Item 9.01. Financial Statements and Exhibits

(d) Exhibits

99.1	Press Release, dated August 11, 2021, of EnerSys regarding the financial results for the first quarter of fiscal 2022.
99.2	Press Release, dated August 11, 2021, of EnerSys regarding a quarterly cash dividend.

Signature(s)

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

EnerSys — /s/ Michael J. Schmidtlein
Michael J. Schmidtlein
Chief Financial Officer