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EnerSys — Director's Dealing 2021
Jan 5, 2021
31148_dirs_2021-01-05_5b893c35-f955-404f-882c-b57739dc0e75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2020-12-31
Reporting Person: Schmidtlein Michael J (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | A | 10.3113 | $0.00 | Acquired | 102361.2255 | Direct |
| 2020-12-31 | Common Stock | A | 2.1516 | $0.00 | Acquired | 102363.3771 | Direct |
| 2020-12-31 | Common Stock | A | 4.7041 | $0.00 | Acquired | 102368.0812 | Direct |
| 2020-12-31 | Common Stock | A | 8.2017 | $0.00 | Acquired | 102376.2828 | Direct |
| 2020-12-31 | Common Stock | A | 10.3276 | $0.00 | Acquired | 102386.6105 | Direct |
| 2020-12-31 | Common Stock | A | 9.0939 | $0.00 | Acquired | 102395.7044 | Direct |
| 2020-12-31 | Common Stock | A | 11.2862 | $0.00 | Acquired | 102406.9906 | Direct |
| 2020-12-31 | Common Stock | A | 13.816 | $0.00 | Acquired | 102420.8066 | Direct |
| 2020-12-31 | Common Stock | A | 18.3682 | $0.00 | Acquired | 102439.1747 | Direct |
Footnotes
F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on December 31, 2020 to stockholders of record as of December 18, 2020 (the "Dividend"), with respect to 6,242 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.
F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 992 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,195 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F4: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 4,285 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F7: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F8: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,510 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F9: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 8,754 unvested RSUs granted to the reporting person on August 17, 2020,and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.