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EnerSys — Director's Dealing 2021
Sep 28, 2021
31148_dirs_2021-09-28_037831a1-2d5b-4300-b3b8-a26e552d3039.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2021-09-24
Reporting Person: KATSAROS ARTHUR T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-24 | Common Stock | A | 93.2813 | $0.00 | Acquired | 81914.3603 | Direct |
| 2021-09-24 | Common Stock | A | 93.1152 | $0.00 | Acquired | 82007.4755 | Direct |
| 2021-09-24 | Common Stock | A | 0.0605 | $0.00 | Acquired | 82007.536 | Direct |
| 2021-09-24 | Common Stock | A | 0.0999 | $0.00 | Acquired | 82007.6369 | Direct |
| 2021-09-24 | Common Stock | A | 0.1415 | $0.00 | Acquired | 82007.7774 | Direct |
| 2021-09-24 | Common Stock | A | 0.1875 | $0.00 | Acquired | 82007.9649 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4818 | Indirect |
Footnotes
F1: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 24, 2021 to stockholders of record as of September 10, 2021 (the "Dividend"), with respect to 38,611
vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 20, 2020, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 13, 2021, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F5: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 12, 2021. These RSUs are vested and payable concurrent with the underlying RSUs.
F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 14, 2021, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.