AI assistant
EnerSys — Director's Dealing 2017
Oct 3, 2017
31148_dirs_2017-10-03_cb31fd25-4c31-41c9-8736-ae762f103315.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2017-09-29
Reporting Person: TUFANO PAUL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-29 | Common Stock | A | 22.0678 | $0.00 | Acquired | 10955.0944 | Direct |
| 2017-09-29 | Common Stock | A | 5.182 | $0.00 | Acquired | 10960.2764 | Direct |
| 2017-09-29 | Common Stock | A | 0.0357 | $0.00 | Acquired | 10960.3121 | Direct |
| 2017-09-29 | Common Stock | A | 0.0712 | $0.00 | Acquired | 10960.3832 | Direct |
| 2017-09-29 | Common Stock | A | 0.1243 | $0.00 | Acquired | 10960.5075 | Direct |
| 2017-09-29 | Common Stock | A | 0.1796 | $0.00 | Acquired | 10960.6871 | Direct |
Footnotes
F1: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2017 to stockholders of record as of September 15, 2017 (he "Dividend"), with respect to 8,627 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,148.2322 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 14.0964 unvested RSUs granted to the reporting person on October 11, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 28.1299 unvested RSUs granted to the reporting person on January 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F5: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 49.1184 unvested RSUs granted to the reporting person on April 11, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 71 unvested RSUs granted to the reporting person on July 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.