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EnerSys — Director's Dealing 2017
Jan 4, 2017
31148_dirs_2017-01-04_d49728e3-e867-40bd-b711-3ff0bb8f0a2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2016-12-30
Reporting Person: KANE KERRY M (VP, Corporate Controller & PAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-30 | Common Stock | A | 0.807 | $0.00 | Acquired | 18307.5422 | Direct |
| 2016-12-30 | Common Stock | A | 1.1691 | $0.00 | Acquired | 18308.7113 | Direct |
| 2016-12-30 | Common Stock | A | 6.9588 | $0.00 | Acquired | 18315.67 | Direct |
| 2016-12-30 | Common Stock | A | 1.833 | $0.00 | Acquired | 18317.5031 | Direct |
| 2016-12-30 | Common Stock | A | 8.3737 | $0.00 | Acquired | 18325.8768 | Direct |
| 2016-12-30 | Common Stock | A | 7.8701 | $0.00 | Acquired | 18333.7468 | Direct |
| 2016-12-30 | Common Stock | A | 3.2029 | $0.00 | Acquired | 18336.9497 | Direct |
Footnotes
F1: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on December 30, 2016 to stockholders of record as of December 16, 2016 (the "Dividend"), with respect to 345 unvested RSUs granted to the reporting person on May 13, 2013, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F2: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 504 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 3,000 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 799 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F5: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 3,650 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,472 unvested RSUs granted to the reporting person on May 16, 2016, as adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.
F7: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 1,413 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for a previous declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.