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EnerSys — Director's Dealing 2012
Aug 13, 2012
31148_dirs_2012-08-13_24221056-374f-4ba0-91cd-f90fb9dad633.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2012-08-09
Reporting Person: Schmidtlein Michael J (Sr. VP Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-09 | Common Stock | M | 2360 | $18.25 | Acquired | 74507 | Direct |
| 2012-08-09 | Common Stock | S | 2360 | $38.3039 | Disposed | 72147 | Direct |
| 2012-08-10 | Common Stock | M | 5000 | $18.25 | Acquired | 77147 | Direct |
| 2012-08-10 | Common Stock | S | 5000 | $38.2698 | Disposed | 72147 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-09 | Stock Options | $18.25 | M | 2360 | Disposed | 2017-05-29 | Common Stock (2360) | Direct |
| 2012-08-10 | Stock Options | $18.25 | M | 5000 | Disposed | 2007-05-29 | Common Stock (5000) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 1, 2012.
F2: This transaction was reported in multiple trades at prices ranging from $38.25 to $38.58. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.
F3: This transaction was reported in multiple trades at prices ranging from $38.25 to $38.48. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.
F4: These options vested in four equal installments on May 29, 2008, May 29, 2009, May 29, 2010 and May 29, 2011.