AI assistant
EnerSys — Director's Dealing 2010
May 19, 2010
31148_dirs_2010-05-19_ba262949-739a-414a-9849-afbad5507f32.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2010-05-17
Reporting Person: Craig John D (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-17 | Common Stock | A | 58781 | — | Acquired | 427652 | Direct |
| 2010-05-17 | Common Stock | A | 26295 | — | Acquired | 453947 | Direct |
| 2010-05-17 | Common Stock | M | 72206 | $10.82 | Acquired | 526153 | Direct |
| 2010-05-17 | Common Stock | S | 72206 | $25.61 | Disposed | 453947 | Direct |
| 2010-05-18 | Common Stock | M | 27794 | $10.82 | Acquired | 481741 | Direct |
| 2010-05-18 | Common Stock | S | 27794 | $26.01 | Disposed | 453947 | Direct |
| 2010-05-18 | Common Stock | F | 6583 | $25.67 | Disposed | 447364 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-05-17 | Stock Options | $10.82 | M | 72206 | Disposed | 2012-03-22 | Common Stock (72206) | Direct |
| 2010-05-17 | 3.375% Convertible Senior Notes Due 2038 | $ | S | Disposed | 2038-05-31 | Common Stock (24630) | Direct | |
| 2010-05-18 | Stock Options | $10.82 | M | 27794 | Disposed | 2012-03-22 | Common Stock (27794) | Direct |
Footnotes
F1: These shares were granted as market share units and vest one-hundred percent on May 17, 2013, subject to acceleration and cancellation upon the occurrence of certain events.
F2: These shares were granted as restricted stock units and vest twenty five percent on each of May 17, 2011, May 17, 2012, May 17, 2013 and May 17, 2014, subject to acceleration or cancellation upon the occurrence of certain events.
F3: These transactions were executed in multiple trades at prices ranging from $25.50 through $25.74. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer or any security holder of the issuer, upon request.
F4: These transactions were executed in multiple trades at prices ranging from $25.9100 through $26.2560. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer or any security holder of the issuer, upon request.
F5: This amount excludes shares owned by the reporting person's adult son. The reporting person disclaims ownership of his adult son's shares in their entirety.
F6: The options vested twenty five percent on March 22, 2003 and March 22, 2004; thirty percent on July 29, 2004; and twenty percent on March 22, 2005.
F7: The 3.375% Convertible Senior Notes Due 2038 (the "Notes") are convertible into shares of common stock, par value of $0.01 per share, at an initial conversion price of $40.60 per share, subject to adjustment under certain circumstances.
F8: Only under certain circumstances may the reporting person convert the Notes prior to March 1, 2015.
F9: The reporting person holds an aggregate total of 701,992 option shares with various prices, excercisability and expiration dates.