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EnerSys — Director's Dealing 2010
Nov 16, 2010
31148_dirs_2010-11-16_3d8349ce-775d-4bd2-b1bb-2941ed29f38c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2010-11-12
Reporting Person: Kubis Raymond R (President, EnerSys Europe)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-12 | Common Stock | S | 10000 | $29.1851 | Disposed | 80595 | Direct |
| 2010-11-12 | Common Stock | M | 10000 | $16.24 | Acquired | 90595 | Direct |
| 2010-11-15 | Common Stock | S | 8000 | $29.7911 | Disposed | 82595 | Direct |
| 2010-11-15 | Common Stock | M | 8000 | $21.91 | Acquired | 90595 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-12 | Stock Options | $16.24 | M | 10000 | Disposed | 2012-11-18 | Common Stock (10000) | Direct |
| 2010-11-15 | Stock Options | $21.91 | M | 8000 | Disposed | 2012-03-22 | Common Stock (8000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $29.00 to $29.325. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer or any security holder of the issuer, upon request.
F2: This transaction was executed in multiple trades at prices ranging from $29.7461 to $ 29.84. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer or any security holder of the issuer, upon request.
F3: These options vested twenty-five percent on March 22, 2003 and March 22, 2004; thirty percent on July 29, 2004; and twenty percent on March 22, 2005.
F4: This reporting person holds an aggregate total of 194,052 option shares with various pries, exercisability and expiration dates.