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ENERPAC TOOL GROUP CORP — Director's Dealing 2016
Aug 19, 2016
31611_dirs_2016-08-19_e117f61b-3efb-4e33-a975-abae65e85473.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2016-08-09
Reporting Person: Rennie Stephen (Ex. VP Industrial & India)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 59030 | Direct |
| Class A Common Stock | 759 | Indirect |
| Class A Common Stock | 1633 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $28.70 | 2023-01-14 | Class A Common Stock (12834) | Direct | |
| Employee Stock Option (right to buy) | $28.21 | 2023-01-08 | Class A Common Stock (525) | Direct | |
| Employee Stock Option (right to buy) | $29.65 | 2023-04-08 | Class A Common Stock (1000) | Direct | |
| Employee Stock Option (right to buy) | $35.71 | 2024-01-13 | Class A Common Stock (10446) | Direct | |
| Employee Stock Option (right to buy) | $34.48 | 2024-04-04 | Class A Common Stock (2000) | Direct | |
| Employee Stock Option (right to buy) | $34.09 | 2024-07-07 | Class A Common Stock (2500) | Direct | |
| Employee Stock Option (right to buy) | $29.62 | 2024-10-20 | Class A Common Stock (1500) | Direct | |
| Employee Stock Option (right to buy) | $25.29 | 2025-01-07 | Class A Common Stock (1000) | Direct | |
| Employee Stock Option (right to buy) | $22.98 | 2025-01-20 | Class A Common Stock (23253) | Direct | |
| Employee Stock Option (right to buy) | $24.46 | 2025-04-06 | Class A Common Stock (1500) | Direct | |
| Employee Stock Option (right to buy) | $21.41 | 2026-01-19 | Class A Common Stock (27155) | Direct |
Footnotes
F1: Includes 28,264 restricted stock units granted pursuant to the Actuant Corporation 2009 Omnibus Incentive Plan.
F2: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F3: Fifty percent of the option became exercisable on 1/14/2016 and the balance will become exercisable on 1/14/2018.
F4: Fifty percent of the option becomes exercisable on 1/13/2017 and the balance becomes exercisable on 1/13/2019.
F5: Fifty percent of the option becomes exercisable on 1/20/2018 and the balance becomes exercisable on 1/20/2020.
F6: Fifty percent of the option becomes exercisable on 1/19/2019 and the balance becomes exercisable on 1/19/2021.