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ENERPAC TOOL GROUP CORP — Director's Dealing 2015
Jan 23, 2015
31611_dirs_2015-01-22_8011c1a2-1816-40b1-8cf3-0e04394c6476.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2015-01-20
Reporting Person: Goldstein Mark (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-20 | Class A Common Stock | A | 31984 | — | Acquired | 172822 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-20 | Employee Stock Option (Right to Buy) | $22.98 | A | 81385 | Acquired | 2025-01-20 | Class A Common Stock (81385) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 8000 | Indirect |
| Class A Common Stock | 7598 | Indirect |
| Class A Common Stock | 1186 | Indirect |
| Class A Common Stock | 35069 | Indirect |
Footnotes
F1: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F2: Not applicable.
F3: Adjusted to reflect a change in form of beneficial ownership from direct to indirect pursuant to Rule 16a-13 with respect to 13,850 shares.
F4: Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F5: Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan, including the 13,850 shares referenced in Footnote (3) of this Form 4.
F6: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F7: Fifty percent of the option becomes exercisable on 01/20/2018 and the balance becomes exercisable on 01/20/2020.