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ENERPAC TOOL GROUP CORP — Director's Dealing 2013
Oct 10, 2013
31611_dirs_2013-10-10_ee5a57ac-664e-4764-a68b-008105e0cf62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2013-10-08
Reporting Person: PETERSON ROBERT A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-08 | Class A Common Stock | M | 12000 | $24.44 | Acquired | 21908 | Direct |
| 2013-10-08 | Class A Common Stock | S | 12000 | $37.52 | Disposed | 9908 | Direct |
| 2013-10-08 | Class A Common Stock | M | 8000 | $28.11 | Acquired | 17908 | Direct |
| 2013-10-08 | Class A Common Stock | S | 8000 | $37.52 | Disposed | 9908 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-08 | Employee Stock Option (Right to Buy) | $24.44 | M | 12000 | Disposed | 2015-01-10 | Class A Common Stock (12000) | Direct |
| 2013-10-08 | Employee Stock Option (Right to Buy) | $28.11 | M | 8000 | Disposed | 2016-01-12 | Class A Common Stock (8000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 16400 | Indirect |
| Class A Common Stock | 3000 | Indirect |
| Class A Common Stock | 3000 | Indirect |
Footnotes
F1: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.14 to $37.67 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (1) to this Form 4.
F2: The reporting person disclaims beneficial ownership of the shares held by the trust.
F3: Option granted under the Actuant Corporation 2001 Outside Directors Plan.