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ENERPAC TOOL GROUP CORP Director's Dealing 2013

Dec 31, 2013

31611_dirs_2013-12-31_bbe4022c-98df-4590-904c-544a292d104c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2013-12-27

Reporting Person: ARZBAECHER ROBERT C (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-27 Class A Common Stock M 63893 $18.33 Acquired 434689 Direct
2013-12-27 Class A Common Stock S 63893 $36.49 Disposed 370796 Direct
2013-12-27 Class A Common Stock S 26834 $36.49 Disposed 343962 Direct
2013-12-30 Class A Common Stock M 10905 $18.33 Acquired 354867 Direct
2013-12-30 Class A Common Stock S 10905 $36.58 Disposed 343962 Direct
2013-12-30 Class A Common Stock S 4580 $36.58 Disposed 339382 Direct
2013-12-30 Class A Common Stock G 40000 Disposed 299382 Direct
2013-12-30 Class A Common Stock G 40000 Acquired 100000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-27 Employee Stock Option (Right to Buy) $18.33 M 63893 Disposed 2019-01-09 Class A Common Stock (63893) Direct
2013-12-30 Employee Stock Option (Right to Buy) $18.33 M 10905 Disposed 2019-01-09 Class A Common Stock (10905) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 36781 Indirect
Class A Common Stock 11900 Indirect
Class A Common Stock 2200 Indirect
Class A Common Stock 2400 Indirect
Class A Common Stock 35038 Indirect

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.

F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.26 to $36.72 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (2) to this Form 4.

F3: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.46 to $36.66 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (3) to this Form 4.

F4: This transaction involved a gift of securities by the reporting person to a family limited partnership.

F5: Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.

F6: Owned by daughters.

F7: Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.

F8: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.

F9: Fifty percent of the option became exercisable on 1/9/2012 and the balance becomes exercisable on 1/9/2014.