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ENERPAC TOOL GROUP CORP — Director's Dealing 2012
Oct 12, 2012
31611_dirs_2012-10-12_9236afb6-0aa8-4925-9984-144b711cb43e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2012-10-10
Reporting Person: Goldstein Mark (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-10 | Class A Common Stock | M | 100 | $15.91 | Acquired | 131334 | Direct |
| 2012-10-10 | Class A Common Stock | S | 100 | $28.00 | Disposed | 131234 | Direct |
| 2012-10-11 | Class A Common Stock | G | 2000 | — | Disposed | 129234 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-10 | Employee Stock Option (Right to Buy) | $15.91 | M | 100 | Acquired | 2013-10-21 | Class A Common Stock (100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5500 | Indirect |
| Class A Common Stock | 6190 | Indirect |
| Class A Common Stock | 1183 | Indirect |
| Class A Common Stock | 14101 | Indirect |
Footnotes
F1: Voluntary reporting of gift of 2,000 shares to the Mark and Jill Goldstein Family Fund.
F2: Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F3: Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
F4: Option granted under the Actuant Corporation 2002 Stock Option Plan.
F5: Fifty percent of the option became exercisable on 10/21/2005 and the balance became exercisable on 10/21/2008.