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ENERPAC TOOL GROUP CORP — Director's Dealing 2011
Jan 20, 2011
31611_dirs_2011-01-19_7e8ab4a3-c69f-4cda-85a7-afbf023aaebe.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2011-01-14
Reporting Person: Wozniak Ted (VP Business Development)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 37900 | Direct |
| Class A Common Stock | 2480 | Indirect |
| Class A Common Stock | 475 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $30.708 | 2016-04-03 | Class A Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $30.79 | 2016-04-04 | Class A Common Stock (12000) | Direct | |
| Employee Stock Option (right to buy) | $24.28 | 2016-06-26 | Class A Common Stock (8000) | Direct | |
| Employee Stock Option (right to buy) | $23.64 | 2017-01-16 | Class A Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $28.36 | 2018-01-14 | Class A Common Stock (24000) | Direct | |
| Employee Stock Option (right to buy) | $18.33 | 2019-01-09 | Class A Common Stock (40500) | Direct | |
| Employee Stock Option (right to buy) | $19.20 | 2020-01-12 | Class A Common Stock (18500) | Direct |
Footnotes
F1: Includes 21,900 shares of restricted stock.
F2: Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F3: Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
F4: Option granted under the Actuant Corporation 2002 Stock Option Plan.
F5: Fifty percent of the option becomes exercisable on 01/16/2010, and balance becomes exercisable on 01/16/2012.
F6: Fifty percent of the option becomes exercisable on 01/14/2011, and balance becomes exercisable on 01/14/2013.
F7: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F8: Fifty percent of the option becomes exercisable on 01/09/2012, and balance becomes exercisable on 01/09/2014.
F9: Fifty percent of the option becomes exercisable on 01/12/2013, and balance becomes exercisable on 01/12/2015.