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ENERPAC TOOL GROUP CORP — Director's Dealing 2011
Oct 5, 2011
31611_dirs_2011-10-05_d8577560-e600-49d8-a778-50cf789d86ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2011-10-03
Reporting Person: HALL WILLIAM K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-03 | Class A Common Stock | M | 12000 | $7.78 | Acquired | 74524 | Direct |
| 2011-10-03 | Class A Common Stock | M | 12000 | $11.97 | Acquired | 86524 | Direct |
| 2011-10-03 | Class A Common Stock | M | 12000 | $18.71 | Acquired | 98524 | Direct |
| 2011-10-03 | Class A Common Stock | S | 10000 | $19.50 | Disposed | 88524 | Direct |
| 2011-10-04 | Class A Common Stock | S | 1600 | $18.71 | Disposed | 86924 | Direct |
| 2011-10-04 | Class A Common Stock | S | 12400 | $19.47 | Disposed | 74524 | Direct |
| 2011-10-05 | Class A Common Stock | S | 8000 | $20.24 | Disposed | 66524 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-03 | Employee Stock Option (right to buy) | $7.78 | M | 12000 | Disposed | 2012-01-07 | Class A Common Stock (12000) | Direct |
| 2011-10-03 | Employee Stock Option (right to buy) | $11.97 | M | 12000 | Disposed | 2013-01-13 | Class A Common Stock (12000) | Direct |
| 2011-10-03 | Employee Stock Option (right to buy) | $18.71 | M | 12000 | Disposed | 2014-01-12 | Class A Common Stock (12000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. The 10,000 shares sold on October 3, 2011 were sold in multiple transactions at prices ranging from $19.50 to $19.52, inclusive. 1,600 of the shares sold on October 4, 2011 were sold in multiple transactions at prices ranging from $18.49 to $18.97, inclusive. The remaining 12,400 shares sold on October 4, 2011 were sold in multiple transactions at prices ranging from $19.30 to $19.53, inclusive. The 8,000 shares sold on October 5, 2011 were sold in multiple transactions at prices ranging from $19.90 to $20.58, inclusive. The reporting person undertakes to provide to Actuant Corporation, any security holder of Actuant Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: Options granted under the Actuant Corporation Amended and Restated 2001 Outside Director's Stock Plan.