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ENERO GROUP LIMITED — Major Shareholding Notification 2022
Oct 13, 2022
64827_rns_2022-10-13_119dca02-f822-44ff-bd77-2aa32c53f1e4.pdf
Major Shareholding Notification
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Form 605
Corporations Act Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme ENERO GROUP LTD
ACN/ ~~ARSN~~
091 524 515
1. Details of substantial holder (1)
Name
Bank of America Corporation and its related bodies corporate (See Appendix C)
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on
The previous notice was given to the company on
The previous notice was dated
12 October 2022 27 September 2022
23 September 2022
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change (4) | Consideration given in relation to change (5) |
Class (6) and Number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| See Appendix A |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
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Name Addresses
Bank of America Corporation 100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,
Merrill Lynch (Australia) Futures Limited
Australia
Merrill Lynch (Australia) Nominees Pty Ltd Level 19, 120 Collins St, Melbourne Vic 3000, Australia
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,
Merrill Lynch Markets (Australia) Pty. Limited
Australia
Merrill Lynch International
2 King Edward Street, London, England, EC1A 1HQ, United Kingdom
BofA Securities Europe SA 51 rue La Boétie, 75008, Paris, France
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SIGNATURE
| Print Name: Sign Here: |
Kelvin Kwok Capacity: Authorised signatory |
|---|---|
| Date: 14 October 2022 |
Appendix A
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Date of Person whose relevant interest Nature of Class (6) of Securities Person's votes
change changed change (4) Consideration (5) securities affected affected Remark
Merrill Lynch Markets (Australia) Securities
09/28/2022 Pty. Limited borrowed N/A Ordinary 202,857 202,857 Refer to App. B
Merrill Lynch (Australia) Futures
10/7/2022 Limited BUY 200.60 Ordinary 68 68 N/A
Merrill Lynch Markets (Australia) Securities
10/7/2022 Pty. Limited returned N/A Ordinary (100,205) (100,205) Refer to App. B
Merrill Lynch Markets (Australia) Securities
10/10/2022 Pty. Limited borrowed N/A Ordinary 103,284 103,284 Refer to App. B
Merrill Lynch Markets (Australia) Securities
10/12/2022 Pty. Limited returned N/A Ordinary (202,857) (202,857) Refer to App. B
Merrill Lynch Markets (Australia) Securities
10/12/2022 Pty. Limited returned N/A Ordinary (3,279,776) (3,279,776) Refer to App. B
Merrill Lynch Markets (Australia) Securities
10/12/2022 Pty. Limited returned N/A Ordinary (102,651) (102,651) Refer to App. B
Merrill Lynch Markets (Australia) Securities
10/12/2022 Pty. Limited returned N/A Ordinary (103,284) (103,284) Refer to App. B
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Appendix B-1: Prescribed information
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Type of agreement International Prime Brokerage Agreement
Parties to Merrill Lynch International and Regal Funds Management Pty Limited As
agreement Trustee Of Atlantic Absolute Return Fund
Holder of voting Securities borrower. Securities lender may instruct the registered holder to vote
rights on securities.
Are there any No
restrictions on voting
rights?
If yes, detail N/A
Scheduled return On recall of the securities loan by the securities lender.
date (if any)
Does the borrower Yes
have the right to
return early?
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender Yes
have the right to
recall early?
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be Yes
returned on
settlement?
If yes, detail any N/A
exceptions
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Appendix B-2: Prescribed information
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Type of agreement International Prime Brokerage Agreement
Parties to Merrill Lynch International and Regal Funds Management Pty Limited As
agreement Trustee Of Regal Australian Long Short Equity Fund
Holder of voting Securities borrower. Securities lender may instruct the registered holder to vote
rights on securities.
Are there any No
restrictions on voting
rights?
If yes, detail N/A
Scheduled return On recall of the securities loan by the securities lender.
date (if any)
Does the borrower Yes
have the right to
return early?
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender Yes
have the right to
recall early?
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be Yes
returned on
settlement?
If yes, detail any N/A
exceptions
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Appendix B-3: Prescribed information
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Type of agreement International Prime Brokerage Agreement
Parties to Merrill Lynch International and Regal Funds Management Pty Limited As
agreement Trustee Of Tasman Market Neutral Fund
Holder of voting Securities borrower. Securities lender may instruct the registered holder to vote
rights on securities.
Are there any No
restrictions on voting
rights?
If yes, detail N/A
Scheduled return On recall of the securities loan by the securities lender.
date (if any)
Does the borrower Yes
have the right to
return early?
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender Yes
have the right to
recall early?
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be Yes
returned on
settlement?
If yes, detail any N/A
exceptions
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Appendix B-4: Prescribed information
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Type of agreement International Prime Brokerage Agreement
Parties to Merrill Lynch International and Regal Funds Management Pty Limited As
agreement Trustee For Regal Emerging Companies Fund III
Holder of voting Securities borrower. Securities lender may instruct the registered holder to vote
rights on securities.
Are there any No
restrictions on voting
rights?
If yes, detail N/A
Scheduled return On recall of the securities loan by the securities lender.
date (if any)
Does the borrower Yes
have the right to
return early?
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender Yes
have the right to
recall early?
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be Yes
returned on
settlement?
If yes, detail any N/A
exceptions
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Appendix B-5: Prescribed information
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Type of agreement International Prime Brokerage Agreement
Parties to Merrill Lynch International and Regal Funds Management Pty Limited As
agreement Trustee Of Regal Emerging Companies Opportunities Fund
Holder of voting Securities borrower. Securities lender may instruct the registered holder to vote
rights on securities.
Are there any No
restrictions on voting
rights?
If yes, detail N/A
Scheduled return On recall of the securities loan by the securities lender.
date (if any)
Does the borrower Yes
have the right to
return early?
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender Yes
have the right to
recall early?
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be Yes
returned on
settlement?
If yes, detail any N/A
exceptions
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Appendix B-6: Prescribed information
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Type of agreement International Prime Brokerage Agreement
Parties to Merrill Lynch International and Regal Investment Fund
agreement
Holder of voting Securities borrower. Securities lender may instruct the registered holder to vote
rights on securities.
Are there any No
restrictions on voting
rights?
If yes, detail N/A
Scheduled return On recall of the securities loan by the securities lender.
date (if any)
Does the borrower Yes
have the right to
return early?
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender Yes
have the right to
recall early?
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be Yes
returned on
settlement?
If yes, detail any N/A
exceptions
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Appendix B-7: Prescribed information
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Type of agreement International Prime Brokerage Agreement
Parties to Merrill Lynch International and Susquehanna Pacific Pty Ltd
agreement
Holder of voting Securities borrower. Securities lender may instruct the registered holder to vote
rights on securities.
Are there any No
restrictions on voting
rights?
If yes, detail N/A
Scheduled return On recall of the securities loan by the securities lender.
date (if any)
Does the borrower Yes
have the right to
return early?
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender Yes
have the right to
recall early?
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be Yes
returned on
settlement?
If yes, detail any N/A
exceptions
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Appendix B-8: Prescribed information
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Type of agreement International Prime Brokerage Agreement
Parties to BofA Securities Europe SA and SSW-Trading Gmbh
agreement
Holder of voting Securities borrower. Securities lender may instruct the registered holder to vote
rights on securities.
Are there any No
restrictions on voting
rights?
If yes, detail N/A
Scheduled return On recall of the securities loan by the securities lender.
date (if any)
Does the borrower Yes
have the right to
return early?
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender Yes
have the right to
recall early?
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be Yes
returned on
settlement?
If yes, detail any N/A
exceptions
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Appendix C
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Related bodies corporate Incorporated ACN/Registration/Incorporation Number
Merrill Lynch (Australia) Futures Limited Australia 003639674
Merrill Lynch Markets (Australia) Pty. Limited Australia 075587816
Merrill Lynch (Australasia) Pty. Ltd Australia 075923894
Bank of America Global Holdings, LLC United States 5169939
BofAML Jersey Holdings Limited Jersey 115831
NB Holdings Corporation United States 2361372
Bank of America Corporation United States N/A628
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