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Energy Transfer LP — Director's Dealing 2021
Jan 15, 2021
29979_dirs_2021-01-15_51a2b1d9-6c49-4d4c-adc3-d54c528ab0c5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Energy Transfer LP (ET)
CIK: 0001276187
Period of Report: 2021-01-08
Reporting Person: Whitehurst Bradford D. (CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 763398 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Units | $ | Common Units (38378) | Direct | ||
| Cash Units | $ | Common Units (166600) | Direct | ||
| Put Option (Right to Buy) | $6.00 | 2021-04-16 | Common Units (1000) | Direct |
Footnotes
F1: Includes 482,7171 restricted Common Units previously granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that are generally contingent upon the reporting person's continued employment with the Issuer or one of its affiliates on each applicable vesting date.
F2: Phantom units previously granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities, generally contingent upon the reporting person's continued employment with the issuer or one of its affiliates on each applicable vesting date.
F3: An award of cash units granted under the Energy Transfer LP Long-Term Cash Restricted Unit Plan, scheduled to vest one-third on December 5, 2021, one-third on December 5, 2022, and one-third on December 5, 2025, generally contingent upon the reporting person's continued employment with the Issuer or one of its affiliates on each applicable vesting date. The cash units will be settled solely in cash at the fair market value of the underlying common units based on the average closing price of a common unit for the ten (10) trading days immediately preceding the applicable vesting date.