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Energy Transfer LP — Director's Dealing 2021
May 13, 2021
29979_dirs_2021-05-13_b4e7fd8c-f0b1-424f-8a66-03163be8355a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energy Transfer LP (ET)
CIK: 0001276187
Period of Report: 2021-05-11
Reporting Person: Washburne Ray W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Common Units | P | 100000 | $9.5284 | Acquired | 100000 | Indirect |
| 2021-05-11 | Common Units | P | 100000 | $9.5246 | Acquired | 200000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 123930 | Direct |
| Common Units | 2090 | Indirect |
| Common Units | 10000 | Indirect |
| Common Units | 5000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Units | $ | Common Units (2500) | 2500 | Direct |
Footnotes
F1: The reported units are owned directly by Gillon Irrevocable Trust Mary M Washburne UAD 08/19/99, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F2: The reported units are owned directly by Gillon Irrevocable Trust Andrew V Washburne UAD 08/19/99, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $9.48 to $9.56, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
F4: The reported units are owned directly by Washburne M Crowd Trust, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F5: The reported units are owned directly by Norland LP, a limited partnership indirectly owned and managed by Mr. Washburne. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F6: An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date.