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Energy Transfer LP — Director's Dealing 2020
Feb 13, 2020
29979_dirs_2020-02-13_670d6e9c-ce74-41c2-b686-8c971f32fa38.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Energy Transfer LP (ET)
CIK: 0001276187
Period of Report: 2019-12-31
Reporting Person: MCCREA MARSHALL S III (Director, President & CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-20 | Common Units | J | 13275 | $0.00 | Disposed | 3690890 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 45389 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Units | $ | Common Units (537379) | 537379 | Direct |
Footnotes
F1: Transfer of units to reporting person's former spouse as a division of marital assets. The reporting person disclaims beneficial ownership of units owned by his former spouse.
F2: Phantom units previously granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan, scheduled to vest 60% on December 5, 2020 and 40% on December 5, 2022 and may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued employment with the Partnership or one of its affiliates on each applicable vesting date.