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Energy Transfer LP — Director's Dealing 2020
Feb 24, 2020
29979_dirs_2020-02-24_ef292f20-b572-4b22-9d94-7b0a44faf0b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energy Transfer LP (ET)
CIK: 0001276187
Period of Report: 2020-02-19
Reporting Person: WARREN KELCY L (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-19 | Common Units | P | 486999 | $12.53 | Acquired | 42528477 | Direct |
| 2020-02-19 | Common Units | P | 1582746 | $12.53 | Acquired | 104276511 | Indirect |
| 2020-02-19 | Common Units | P | 1534046 | $12.53 | Acquired | 97577803 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 10224429 | Indirect |
| Common Units | 328383 | Indirect |
| Common Units | 104166 | Indirect |
| Common Units | 601076 | Indirect |
Footnotes
F1: These units were acquired under the Energy Transfer LP Distribution Reinvestment Plan.
F2: The unit price reported in Column 4 is the purchase price calculation used for the reinvested distributions and is the volume-weighted average closing price of common units on the New York Stock Exchange for the five trading day period immediately preceding the investment date.
F3: The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F4: The reported units are owned directly by Kelcy Warren Partners III, LLC (formerly known as Seven Bridges Holdings LLC) a limited liability company owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F5: The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F6: The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F7: The reported units are owned directly by LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.