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Energy Transfer LP — Director's Dealing 2018
Jul 24, 2018
29979_dirs_2018-07-24_9aff347b-f0b0-47e7-ad97-8e8bf508385e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Energy Transfer Equity, L.P. (ETE)
CIK: 0001276187
Period of Report: 2018-07-17
Reporting Person: DAVIS RAY C (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 26736558 | Direct |
| Common Units | 328383 | Indirect |
| Common Units | 51701 | Indirect |
| Common Units | 1002494 | Indirect |
| Common Units | 1354720 | Indirect |
| Common Units | 15987283 | Indirect |
| Common Units | 121117 | Indirect |
| Common Units | 28203003 | Indirect |
| Common Units | 3557757 | Indirect |
| Common Units | 4768027 | Indirect |
| Common Units | 4768027 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Units | $0.00 | Common Units (2500) | Direct |
Footnotes
F1: The reported units are owned directly by ET Company, Ltd. The reported units represent the estimated pro rata interest of Mr. Davis in ET Company, Ltd. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F2: The reported units are owned directly by Avatar Holdings LLC, a limited liability company owned by Mr. Davis.
F3: The reported units are owned directly by RCD Stock Holdings, LLC, a limited liability company owned by Mr. Davis
F4: The reported units are owned directly by Avatar BW, Ltd. a limited partnership, of which Mr. Davis is the owner of the general partner.
F5: The reported units are owned directly by the Linda Davis 2008 Family Trust for the benefit of Mr. Davis' family. Mr. Davis' spouse is trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
F6: The reported units are owned directly by Avatar Stock Holdings, LP, a limited partnership of which Mr. Davis is the owner of the general partner.
F7: The reported units are owned directly by Avatar ETC Stock Holdings LLC, a limited liability company owned by Mr. Davis.
F8: The reported units are owned directly by Avatar Investments, LP, a limited partnership, of which Mr. Davis is the owner of the general partner.
F9: The reported units are owned directly by the Ray Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
F10: The reported units are owned directly by the Linda Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis' spouse is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
F11: An award of phantom units granted under the Amended and Restated Energy Transfer Equity, L.P. Long-Term Incentive Plan that will vest 60% on the third anniversary and 40% on the fifth anniversary of the award generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date.